Corporate Compliance Seminars provides seminars, training, documentation and consulting expertise to businesses of all sizes. Our mission is targeted to promoting the awareness of internal controls, regulatory compliance, SOX compliance, corporate governance, IT security, internal auditing, external auditing and fraud prevention and detection. Our experienced faculty has been working within the subject matter areas for over 20 years. Corporate Compliance Seminars has been presenting informative and entertaining seminars since 2004. We first started with training concerning compliance with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX).

A number of our offerings are designed for the attendees to have no need any prior knowledge of the subject (i.e. the Program Level is “Basic”.). The subject matter will be thoroughly covered in a general to specific manner. There are no prerequisites and advance preparation is not required.

The seminars are offered in a “Group-Live” format. Up to eight hours of Continuing Professional Education (CPE) credit hours are available per day of training.

Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.

Corporate Compliance Seminars presents professional continuing education (CPE) seminars in the following areas:

Internal Auditing Seminars
Risk Management & Internal Control Seminars
Information Technology Training Seminars
COSO 2013 Training Seminars

We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB.


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List of Risk Management & Internal Control Focused CPE Training Seminars

This page summaries the Internal Control Focused CPE Training Seminars which are being presented in various cities throughout the United States. This family of seminars includes:

World Class Enterprise Risk Management (8 CPE)
COSO 2013: The Sequel (8 CPE)
COSO 2013: ICFR Assessments (8 CPE)
COSO Compliance Academy (24 CPE)
The Green Book (8 CPE)
The Green Book Compliance Academy (24 CPE)
Using COSO 2013 for Compliance (24 CPE)
Best Practices: Audit Committee (4 CPE)
Best Practices: Project Management (8 CPE)
Foreign Corrupt Practices Act (FCPA) (4 CPE)
Forensic Accounting (4 CPE)
“Frauditing” Internal Controls to Prevent & Detect Corporate Fraud (8 CPE)
Information Technology General Controls (8 CPE)
Managing Corporate Cultural Change (4 CPE)
NAIC Model Audit Rule Compliance (24 CPE)
SOX Section 302 & 404 for the External Auditor (8 CPE)
SSAE SOC Audits: Auditee – Auditor – Assessor (24 CPE)
Business Improvement – Restructuring & Turnaround (8 CPE)
The SEC’s XBRL Mandate: A Practical Perspective (1 CPE)



List of Geographic Areas and Cities with Scheduled TrainingList of Geographic Areas and Cities by Calender Week

Corporations and individuals that access this website authorize by this active use of our materials the release of their names and activities to the public. Corporate Compliance Seminars assumes this usage allows for it to provide advertising emails to all personnel at the accessing location and network connection.

Experts Providing Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS and IIA Standards.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR) as defined by the Security and Exchange Commission (SEC), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA’s Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group’s (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB’s Auditing Standard 5 (AS5), Institute of Internal Auditors (IIA) IPPF and American Institute of Certified Public Accountants (AICPA) SAS’s and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.

Internal Controls for SOX and COSO Compliance

Classroom training on the best practices for internal control, including streamlined SOX compliance and the latest guidance from the SEC, PCAOB and COSO.

This one-day seminar is designed to provide a complete overview of an effective program for the creation of internal control over financial reporting (ICFR). Be trained on how an organization can create and maintain an internal control framework to comply with SOX or other similar regulations.

Hundreds of our seminar attendees have taken a top-down risk based approach to compliance which has produced results for management and been successfully assessed by their external auditors. Learn what the “Best Practices” concerning the use of COSO Princples to define ICFR. (8 Hours CPE)

Details On & Upcoming Training Dates for SOX Compliance Seminar


Best Practices – Information Technology (IT) Controls Seminar

Classroom training on the best practices for Information Technology (IT) governance, management, security, general controls and auditing.

This popular one-day seminar is designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with SOX or other similar regulations.

Our attendees learn that a top-down, risk based approach to IT compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the “Best Practices” of IT from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs. This seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE).

For more info and enrollment you could check with  Compliance Directly



Corporate Compliance Seminars
Infotech Global – Audit and Security

David S. Marshall, Principal, MBA, CISA, CFE
Phone: (708) 205-2366
Fax: (512) 520-5382




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